Securities Law

Lending our expertise

We advised a US-based company that was keen on cross-listing its Over the Counter (OTC) shares with the Nairobi Securities Exchange (NSE). The estimated value of the cross listing was USD 40 million. Our advisory was based on the compliance measures, information request, team assessment, drafting of the essential agreements such as deposit agreement, statutory forms, and reviewing the prospectus.

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Further, Ombo Malumbe, who is a seasoned advocate in securities law served as a legal advisor on operations in PlentixCO Pty Limited, which is a firm based in Australia from March 2018 to September 2019. He also served as a legal advisor at Ofnog Limited, which is a firm based in United Kingdom from March 2018 to September 2019. His international exposure allows him to navigate the nuances of different regulatory environments, ensuring our firm can deliver effective solutions for clients with diverse securities needs.

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